Compliance assistant Jobs in Ahrensfelde

Manager, Compliance Advisory

Our open and progressive work environment is something to shout about and our latest opportunity is for a Manager to lead and innovate within our dynamic risk and compliance team. You'll be at the forefront of regulatory excellence across the business, ensuring our operations meet the highest standards, while driving impactful changes across our global network.

The overall goal of the Ogier Risk & Compliance function is to support the successful execution of Ogier's business strategy through the delivery of an integrated risk and compliance culture and programme. R&C aims to support the Boards and senior management in discharging their statutory and regulatory obligations, by helping to ensure compliance with the laws, regulations, codes and guidance established by our regulators, and by providing leadership and technical excellence in the strategic management of risk and compliance across the business. The principal objectives of the R&C function are :

• To partner effectively with all areas of the Group in the development and ongoing maintenance of a robust but proportionate and consistently-applied Group-wide risk & compliance management framework in support of controlled, focused and sustainable growth
• To provide independent and objective challenge and oversight with respect to the management of regulatory risk arising in the context of the Group's activities and operations; and
• To promote and support an effective risk & compliance culture and conduct across the Group

Key Responsibilities :

Working as part of the Group R&C function and reporting to the Head of Compliance, EMEA, you will assume the Compliance Officer and MLRO roles for the Ogier Legal business in Luxembourg.

As designated R&C Manager for the Ogier businesses Luxembourg, you will be responsible for overseeing all aspects of regulatory compliance for Ogier Legal with the aim of ensuring that Ogier meets its regulatory obligations and conforms to industry best practices and professional standards.

You will be providing proactive advice and support to the business on all regulatory compliance matters, whether arising in the ordinary course of business, in the context of a specific project or initiative, or as a result of a regulatory event (inspection visit etc.). You will be formulating and reviewing business risk assessments in conjunction with the business areas and ensuring that they are monitored, regularly re-assessed, kept up to date and approved by the Partners. You will also be assessing, and recommending enhancements to, internal systems and controls as well as policies, procedures and guidance to facilitate ongoing compliance with the regulatory framework.

More generally :

Skills, Knowledge & Expertise :

You will hold a minimum of 5 years industry experience, alongside a relevant professional qualification and a track record of acting or deputising as CO / MLRO and you will have a solid working knowledge of the regulatory framework and AML standards applicable for a Luxembourg Law firm, and have substantial experience providing Compliance oversight and support.

Personal Attributes :