Compliance officer Jobs in Dreieich

Firmenprofil

Our client is a renommated international bank with an English-speaking head office.

Aufgabengebiet

• Support Compliance Officer and Management Board to ensure compliance with applicable regulatory requirements and internal policies.
• Develop, draft, and implement required compliance policies, procedures, systems and controls.
• Horizon scan and maintain up to date knowledge of relevant regulatory changes and provide recommendations, guidance and advice to Business Unit stakeholders
• Monitor and test compliance with policies and procedures (and exceptions)
• Prepare responses to regulators relating to reg information requests, investigations and / or breaches
• Monitor, measure and provide insights into compliance performance to identify corrective actions or improvements
• Produce annual reports and management information on key compliance matters
• Monitor the complaints procedure and use complaints as a source of information in the context of its general monitoring tasks.
• Provide ongoing compliance training and awareness to staff
• Drive and maintain a strong risk culture with a relentless focus on initiatives to strengthen the control environment
• Assess, manage and optimise risk to ensure that financial goals are met within agreed risk appetite levels.
• Stay up to date with the regulatory shifts impacting the business to ensure the business is compliant with internal & external requirements and regulations
• Maintain appropriate market profile and position
• Lead by example and encourage others to behave in ways which support the development of a successful and desired business culture
• Demonstrate and promote behaviours with the aim to facilitate greater internal communication and performance outcomes across lines of business
• Satisfactory performance against applicable internal and external compliance and control standards and codes of conduct
• Complete any mandatory training in line with legal, regulatory and internal compliance requirements

Anforderungsprofil

Vergütungspaket