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Deputy Head of Compliance

Deputy Head of Compliance

Trading212Düsseldorf, Nordrhein-Westfalen, Germany
Vor einem Tag
Stellenbeschreibung

Our mission is to enableeveryone to build wealth

We reinventhow trading and investing work by creating exceptional productspeople love.

Fostering a culture of excellenceand high velocity is the key to our success.

Over the past few years, our client base has grown 20times to over 3 million, and client assets have grown over 50 timesto over €4 billion.

What you’lldo

Ensureoperational excellence in all relevant compliance areas whilealigning with BaFin’s regulatory guidelines.

Provide compliance advice on all current andfuture products and services across the business, as well asoverarching compliance requirements, such as product governance,vulnerable customers, conflict of interest, outsourcing, SMCR,conduct risk etc.

Leadcompliance projects, participate in cross-functional teams anddeliver within timelines.

Ensure the appropriate operation of thefinancial promotions review process.

Own and maintain all compliance policies andprocedures, ensuring they are up-to-date and effectivelyimplemented.

Managerelationships with key stakeholders, understand their needs andprovide tailored compliance advice.

Work with T212’s Legal Team to manage therelationship with BaFin.

What you need to have

Proven experience in leadinghigh-performing compliance teams towards operationalsuccess.

Educated to degreelevel in Law, Finance, Business or a relatedfield.

Fluency in Englishand German.

A minimum offive years experience in a senior compliance capacity within aMiFID-regulated firm.

Deepknowledge of regulatory compliance frameworks andguidelines.

Excellentability to understand the business and excel in ownershiproles.

Ability to workunder pressure and be adaptable.

Experience working with international teamsacross different time zones, utilising digital communication toolsto coordinate and manage tasks efficiently.

What we offer

Challenges that will help you growand realise your potential really fast

Opportunity to make a big impact - you willbuild innovative services used by millions of investors to buildwealth

Work with smart,spirited, helpful, high-performing colleagues with a commongoal

An environment wherenothing is set in stone

Appreciation for your talent andideas

Generous remunerationpackage

Are you ready toaccelerate your career with us? We'd love to hear fromyou!

We thank all applicants, but onlycandidates selected for an interview will be contacted.

All personal data of applicants is protected by the lawand will be treated with strict confidentiality.

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