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Compliance Manager, Director

Compliance Manager, Director

Fitch RatingsFrankfurt, Hesse, Germany
Vor 3 Tagen
Stellenbeschreibung

Fitch Group's Compliance team is currently seeking a Compliance Manager / Director based out of an EU / UK office.

The Regulatory Compliance team is primarily responsible for managing Fitch Ratings’ interaction with regulators across EMEA, including required regulatory reporting and supervisory inspections and examinations.

The team is responsible for ensuring general compliance with applicable credit rating agency regulations, fulfilling various regulatory reporting obligations, reviewing Fitch Ratings’ policies and procedures to ensure they are designed to effectively address regulatory requirements, and handling conduct-related internal investigations and complaints.

What We Offer :

  • We provide opportunities for career growth and professional advancement within our organization, enabling team members to achieve their career goals.
  • Hybrid working week scheme plus flexibility to work from a different location for up to four weeks a year.
  • We embrace diversity and appreciate authenticity encouraging an environment where employees can be their true selves.
  • The successful applicant will have the opportunity to work with EMEA regulators, as well as senior members of the Compliance leadership team and internal stakeholders throughout the EMEA region.

We’ll Count on You To :

  • Support the Regulatory reporting and investigation responses to EMEA regulators.
  • Be a first point of contact for compliance matters impacting Fitch Ratings’ operations and a key point of contact between Fitch Ratings and EMEA regulators.
  • Act as key support for regulatory compliance matters in EMEA (EU, UK and Middle East), particularly fulfillment of regulatory reporting and investigation obligations.
  • Assist in managing the relationship between Fitch Ratings and EMEA regulators, including organizing information responses to supervisory inspections and ad hoc requests for information.

    • What You Need to Have :

  • Educated to university degree level or equivalent.
  • Highly organized and efficient, with the ability to multi-task and meet tight deadlines.
  • Excellent drafting and communication skills with great attention to detail.
  • Fluency in English, both written and spoken.

    • What Would Make You Stand Out :

  • Experience dealing with regulatory agencies and managing regulatory inspections in a financial services environment.
  • Previous experience in a Credit Ratings environment or similar FCA / ESMA-supervised sector.
  • Exposure to and knowledge of MetricStream or other governance, risk and compliance (GRC) systems.

    • Why Fitch?

    At Fitch Group, the combined power of our global perspectives differentiates us. Our global network of colleagues comes together to accomplish things greater than they ever could alone.

    Every team member is essential to our business and each perspective is critical to our success. We embrace a diverse culture that encourages a free exchange of ideas, guaranteeing your voice will be heard and your work will have an impact, regardless of seniority.

    Fitch Ratings is a leading provider of credit ratings, commentary, and research. Dedicated to providing value beyond the rating, Fitch Ratings offers global perspectives shaped by strong local market experience and credit market expertise.

    Fitch Group is a global leader in financial information services with operations in more than 30 countries. Wholly owned by the Hearst Corporation, we are comprised of three main businesses : Fitch Ratings | Fitch Solutions | Fitch Learning.

    Fitch is committed to providing global securities markets with objective, timely, independent, and forward-looking credit opinions. To protect Fitch’s credibility and reputation, employees must take every precaution to avoid conflicts of interest. Should you be successful in the recruitment process at Fitch Ratings, you will be asked to declare any securities holdings and other potential conflicts prior to commencing employment.

    Fitch Group is proud to be an Equal Opportunity and Affirmative Action Employer. We evaluate qualified applicants without regard to race, color, national origin, religion, sex, sexual orientation, gender identity, disability, protected veteran status, and other statuses protected by law.

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