Analyst Compliance ( FTC) - German Speaker

Overview

In this role you will support and execute SFEG's Compliance and AML framework to ensure regulatory obligations are met and controls are effective. You will help maintain a strong compliance culture across Europe and support strategic initiatives, acquisitions, and regulatory projects. You’ll work with cross-border teams to implement governance, policy updates, and control enhancements amid a dynamic regulatory landscape. This is an opportunity to shape compliance practices within a global financial services group and contribute to safe, compliant expansion.

Verantwortungsbereiche

• Execute and enhance the Compliance Monitoring Plan and Outsourcing monitoring framework
• Perform compliance and AML monitoring activities and thematic reviews
• Track remediation actions from audits and regulatory reviews
• Review evidence from business functions and outsourced providers
• Draft, review, and update compliance and AML policies, procedures, and governance documents
• Support implementation of new regulatory requirements through policy updates and control enhancements
• Assist in maintaining governance across European operations and group entities
• Monitor regulatory developments and conduct impact assessments
• Assist with regulatory initiatives including organizational changes and product approvals
• Support AML governance, client due diligence oversight, and documentation standards
• Maintain oversight of client documentation and KYC processes
• Provide advisory support on compliance and AML-related queries to business teams
• Support cross-border compliance for Dublin, Madrid, Luxembourg, and future locations
• Assist integration of acquisitions into the Compliance and AML framework
• Support internal and external audits and regulatory examinations
• Coordinate audit documentation and track remediation actions
• Develop and deliver Compliance and AML training programs
• Promote regulatory obligation awareness via compliance communications across Europe
• Provide compliance support to other StoneX Group entities
• Assist with establishing compliance frameworks for new regulated entities across Europe

Zentrale Anforderungen

• Bachelor's degree in Law, Business Administration, Finance, Economics, Compliance, Risk Management, or a related field
• Must have full rights to work in Germany
• 0–2 years of experience in compliance, AML, risk, regulatory, legal, or internal control within financial services (preferred)
• Familiarity with MiFID II, WpHG, WpIG, AML regulations, MAR, EMIR, DORA (desirable)
• Strong written and verbal communication
• Excellent organizational skills
• Analytical and problem-solving capabilities
• Understanding of compliance risk management and internal controls
• Ability to translate regulatory requirements into practical business solutions
• Proficiency in Microsoft Excel, Word, PowerPoint