Talent.com
Diese Stelle ist in deinem Land nicht verfügbar.
Compliance Officer - Investment Funds

Compliance Officer - Investment Funds

BDO LuxembourgMerzig, DE
Vor 30+ Tagen
Stellenbeschreibung

BDO in Luxembourg is looking for a Compliance Officer specialised in Investment Funds.

Who are we?

BDO is present in over 166 countries, and we offer an extensive range of services in the areas of Audit, Tax, Advisory, Accounting, Business Services and Outsourcing.

At BDO Luxembourg, our mission is to provide our clients with our expertise of our global network tailored to the unique needs of the Luxembourgish market, delivering personalized service and building valued relationships.

With over 650 people representing more than 40 nationalities, we embrace diversity and encourage skill development and ownership among our team members.

Our core values, honesty, integrity, quality, respect, and responsibility define our culture. Hence, our People can expect to grow in a stimulating work environment that nurtures professional development and fosters inclusivity.

What will you do?

Under the supervision of the Head of Compliance, you will :

Assist in reviewing due diligence documentation and checklists for the onboarding of new clients and investors, as well as for periodic reviews.

Assist in reviewing requests from the Transfer Agent concerning investors' compliance matters.

Help ensure the day-to-day compliance monitoring of investment funds, including the preparation and verification of compliance reports, review of breaches and calculations of potential impacts.

Perform daily screening of clients, investors, and related parties against sanction and PEP lists, with proper documentation and escalation as needed.

Support in the execution of transaction monitoring controls related to investors and client operations.

Participate in the annual review of the PEP registers.

Assist in the implementation and enhancement of the Compliance Monitoring Plan, its controls, and overall framework.

Assist in handling compliance-related queries from the first line of defence.

Support the review and maintenance of client account opening documentation and system updates.

Support the Head of Compliance with internal and external audit requests and due diligence processes involving oversight parties (e.g. Boards, Depositaries, AIFMs), and regulatory reporting (e.g., Annual RC Report, year-end closing documents, AML annual survey, etc.).

Maintain various regulatory registers, including the Complaints register, operational incidents register, CSSF notification logs, register of Suspicious Activity / Transaction Reports (SARs), as well as records related to physical access and security software updates.

Contribute to the improvement of compliance systems and processes and assist in updating relevant policies, procedures, and training materials.

Liaise with internal teams and attend meetings to support due diligence efforts.

Escalate any identified issues to the Head of Compliance.

Participate in exciting compliance-related projects.

This offer is for you if :

You hold a Bachelor’s degree (or equivalent) in Finance, Law, or a related field.

You have 1–2 years of experience in compliance or a similar role within the Luxembourg fund industry.

You have an acceptable understanding of AIFMD and CSSF regulations relating to compliance.

You are eager to deepen your knowledge of the Luxembourg fund industry and investment compliance.

You are organized, detail-oriented, and comfortable managing multiple tasks.

You are a clear communicator and enjoy working both independently and as part of a team.

You are proactive, motivated and capable of working under pressure when needed.

You are familiar with tools used for sanction and PEP screenings.

You are fluent in French and English.

What is waiting for you :

13th month + performance bonus + pension plan

Car leasing scheme, mobility budget

Lunch vouchers

Extra days of annual leave

Flexible hours & homeworking

Parking access

Canteen on site

Free access to our fitness room

Career development opportunities & continuous learning and development through a wide range of trainings on technical and soft skills

Company mobile phone and laptop

Action Teams eligible to participate (e.g. football) and classes (spinning, yoga, pilates, etc)

Criminal record required

Are you willing to grow your career in a multicultural, pleasant and dynamic environment? Then, take your chance!

In accordance with the provisions of the Luxembourg law of 23 July 2016 amending the law of 29 March 2013, candidates may be required to provide an extract from their criminal record. This document, issued by the authorities, must not be older than three months. Such a document will be requested with the aim of carrying out a character check on candidates, bearing in mind the area of activity of our establishment and, more particularly, the tasks described in the job description.

Jobalert für diese Suche erstellen

Compliance Officer • Merzig, DE

Ähnliche Stellenangebote
  • Gesponsert
Investment Management Oversight Officer

Investment Management Oversight Officer

Bank Pictet & Cie (Europe) AG, succursale de LuxembourgMerzig, DE
Pictet is an investment-led service company, offering wealth management, asset management and related services.We are an independent investment partnership known for our long-term mindset, responsi...Mehr anzeigenZuletzt aktualisiert: vor über 30 Tagen
  • Gesponsert
Senior Compliance Officer - Private Banking

Senior Compliance Officer - Private Banking

Source UpLuxembourg, Luxembourg, Luxembourg
Join a vibrant company dedicated to empower entrepreunerial minds and create value.Benefit from working alongside diverse teams, accelerating your technical expertise, devising innovative solutions...Mehr anzeigenZuletzt aktualisiert: vor über 30 Tagen
  • Gesponsert
Junior Compliance Officer

Junior Compliance Officer

Source UpLuxembourg, Luxembourg, Luxembourg
Join an independent AIFM boutique initially established by a seasoned real estate asset manager.Now scaling-up our business to become a third-party specialized AIFM. Be involved in the day-to-day ma...Mehr anzeigenZuletzt aktualisiert: vor über 30 Tagen
  • Gesponsert
STAGE - Investment Strategy Officer (H / F)

STAGE - Investment Strategy Officer (H / F)

BNP PARIBASMerzig, DE
BNP Paribas, leader européen en matière de services bancaires et financiers.Groupe BNP Paribas est le premier employeur du secteur financier et un des plus grands employeurs du Grand-duché de Luxem...Mehr anzeigenZuletzt aktualisiert: vor über 30 Tagen
  • Gesponsert
Contracts and Relations Officer

Contracts and Relations Officer

Lombard International Assurance S.A.Findel, Grand Duchy of Luxembourg, Luxembourg, Luxembourg
About Utmost International Utmost International is a leading provider of insurance-based wealth solutions.Utmost international operates across the UK, Europe Latin America; Asia, and the Middle Eas...Mehr anzeigenZuletzt aktualisiert: vor über 30 Tagen
  • Gesponsert
Compliance Officer - Funds registration

Compliance Officer - Funds registration

Austin BrightMerzig, DE
Rejoignez une structure à taille humaine, active dans le secteur des fonds d'investissement, qui accompagne ses clients internationaux dans leurs obligations réglementaires au Luxembourg.Ici, vous ...Mehr anzeigenZuletzt aktualisiert: vor 7 Tagen
  • Gesponsert
Experienced Investment Funds Lawyer - Dedicated Impact Finance Team

Experienced Investment Funds Lawyer - Dedicated Impact Finance Team

Arendt & MedernachMerzig, DE
Arendt & Medernach is the leading independent business law firm in Luxembourg with over 800 professionals.The firm’s international team of more than 450 legal experts represents Luxembourg and fore...Mehr anzeigenZuletzt aktualisiert: vor 21 Tagen
  • Gesponsert
Equity Portfolio Services Officer (M / F)

Equity Portfolio Services Officer (M / F)

RandstadRalingen, DE
Equity Portfolio Services Officer.On behalf of our esteemed client, a prominent player in the European financial services industry, we are seeking a dedicated and analytical.Equity Portfolio Servic...Mehr anzeigenZuletzt aktualisiert: vor 14 Tagen
  • Gesponsert
Stage - Financial Crime Prevention (M / F)

Stage - Financial Crime Prevention (M / F)

Banque Internationale à Luxembourg (BIL)Merzig, DE
Fondée en 1856, la Banque Internationale à Luxembourg (BIL) est la plus ancienne banque universelle du Grand-Duché.Depuis sa création, elle joue un rôle actif dans les principales phases du dévelop...Mehr anzeigenZuletzt aktualisiert: vor über 30 Tagen
  • Gesponsert
Compliance Officer (M / F)

Compliance Officer (M / F)

AXA LuxembourgRalingen, DE
AXA Luxembourg, pour un contrat à durée indéterminée.Notre environnement de travail.Fière d'appartenir au Groupe AXA, une marque d'assurance internationale et un leader mondial des services financi...Mehr anzeigenZuletzt aktualisiert: vor 17 Tagen
  • Gesponsert
Compliance Manager (RC)

Compliance Manager (RC)

OgierMerzig, DE
We are seeking an experienced Compliance Officer to take ownership of client Responsible for Compliance (RC) mandates for our PSF Fund clients. The successful candidate will act as RC for client man...Mehr anzeigenZuletzt aktualisiert: vor 21 Tagen
  • Gesponsert
Compliance Officer (m / w / d)

Compliance Officer (m / w / d)

Hauck & Aufhäuser Fund Services Group (HAFS Group)Sarrburg, DE
Du möchtest Asset Servicing mitgestalten? Dann bewirb dich bei uns!.Wir suchen zum nächstmöglichen Zeitpunkt einen Compliance Officer (m / w / d) für unsere Abteilung Compliance in Luxemburg.Du erstell...Mehr anzeigenZuletzt aktualisiert: vor über 30 Tagen
  • Gesponsert
Investment Compliance - Gestionnaire des référentiels CDD (H / F)

Investment Compliance - Gestionnaire des référentiels CDD (H / F)

BNP PARIBASSarrburg, DE
Elle propose aux particuliers une gamme de produits d'épargne et d'assurance vie spécialisée dans la fructification du patrimoine et de la transmission du capital. Elle complète son offre en créan...Mehr anzeigenZuletzt aktualisiert: vor über 30 Tagen
  • Gesponsert
Compliance officer

Compliance officer

POST LuxembourgSarrburg, DE
Acteur majeur dans les secteurs télécoms, postaux et financiers, le groupe POST Luxembourg est un pilier incontournable de l'économie luxembourgeoise. L’entreprise propose, à travers son métier POST...Mehr anzeigenZuletzt aktualisiert: vor über 30 Tagen
  • Gesponsert
Compliance & Regulatory Officer - Investment Funds

Compliance & Regulatory Officer - Investment Funds

Austin BrightMettlach, DE
Intégrez une société spécialisée dans les fonds d'investissement, reconnue pour son approche sur mesure et sa proximité avec ses clients internationaux. Vous rejoindrez une équipe à taille humaine, ...Mehr anzeigenZuletzt aktualisiert: vor 27 Tagen
Compliance Conduct Risk Officer (m / f / d) - permanent position - Luxembourg

Compliance Conduct Risk Officer (m / f / d) - permanent position - Luxembourg

Eurobank Private Bank Luxembourg SANeudorf, Luxembourg, LU
Quick Apply
Eurobank Private Bank Luxembourg S.Private Banking, Wealth Management and Investment services for corporate and private clients. In order to reinforce its Compliance department, our Bank is currentl...Mehr anzeigenZuletzt aktualisiert: vor über 30 Tagen
  • Gesponsert
  • Neu!
Senior Finance & Fund Operations Officer - ESP / ENG - AIFM

Senior Finance & Fund Operations Officer - ESP / ENG - AIFM

AUSTIN BRIGHT S.àr.l.Luxembourg, Luxembourg, Luxembourg
Looking for a role where your expertise truly makes an impact? Our client, a top-tier US investment firm with decades of global success and tens of billions in assets, is seeking a Senior Finance &...Mehr anzeigenZuletzt aktualisiert: vor 10 Stunden
  • Gesponsert
Compliance Officer (M / F)

Compliance Officer (M / F)

FoyerKonz, DE
WEALINS est votre partenaire privilégié depuis 30 ans, basé au Grand-Duché de Luxembourg.Nous élaborons des solutions innovantes d’assurance vie et de capitalisation. Avec 130 collaborateurs reconnu...Mehr anzeigenZuletzt aktualisiert: vor über 30 Tagen