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Compliance Analyst

Fisher InvestmentsSERRIG, Rheinland-Pfalz, Germany

Vor 16 Tagen

Gehalt

50,00 € stündlich

Stellenbeschreibung

Fisher Investments Luxembourg (Fisher Investments Luxembourg or "FIL") is a wealth manager offering portfolio management tailored to clients' long-term goals. Client assets are held at recognised European custodians and sub-managed by Fisher Investments Luxembourg parent company, Fisher Investments in the United States.

The Opportunity :

FIL is searching for a Compliance professional to join our Compliance team as an Analyst.

The Compliance Analyst will assist Fisher Investments Luxembourg and its employees to operate within and comply the applicable regulations.

The Analyst will be part of a small and extremely collaborative team which prides itself in producing high-quality work, and will assist and report to the Chief Compliance Officer on several compliance tasks within the team.

The Day-to-Day :

Aid with maintaining the compliance framework
Help with the firm’s compliance regarding AML / CFT requirements and with completion of AML risk assessments
Monitor AML / CFT on an ongoing basis
Assist in updating our procedures to effect any changes in regulation / legislation
Keep on top of new CSSF thematic reviews, guidance to the industry
Provide compliance support to various areas within the firm
Help prepare the quarterly compliance reports to the board
Help provide compliance training in the areas of Compliance Induction, AML, Conflicts of Interest, Suitability, Market Abuse and others
Help with the daily administration of the compliance function
Aid certain aspects of CSSF regulatory reporting for both the firm and its branches in other European jurisdictions
Assist with the ongoing Compliance Monitoring Programme and with overseeing the outsourced activities

Your Qualifications :

2+ years of regulatory compliance and compliance advisory experience

An AML / CFT background would be desirable

Experienced in reading, understanding and summarising in simple language lengthy regulatory publications

Ability to educate the first line departments on regulatory matters and to handle challenges from individuals in the business

An understanding knowledge of investment suitability and financial promotions regulations

An understanding of financial markets, financial instruments and market awareness

An understanding of discretionary portfolio management, asset management, pension advice and regulatory requirements relating to retail and professional clients

Why Fisher Investments Luxembourg :

The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing. You can feel confident knowing that Fisher Investments and Fisher Investments Luxembourg align with our clients’ priorities by using a simple and transparent fee structure and recognised European custodians.

It’s the people that make the Fisher purpose possible, and to help our employees meet their long-term goals, we offer an array of benefits, including :

100% paid premiums for our top-tier supplemental healthcare plan (includes medical, dental, vision) for employees and their qualified dependents

28 days annual leave with the ability to purchase up to 3 additional days per year, plus up to 11 paid holidays

A supplemental retirement pension plan featuring a 4% contribution of base pay up to the social security ceiling and 12% for base pay over the ceiling, as well as a 50% match on personal contributions up to €600 annually

Up to €219.60 in employer-paid monthly lunch vouchers

Gym subsidy of up to €50 per month

10,000

fertility, hormonal health and family-forming benefit

A collaborative working environment that practises ongoing training, educational support and employee appreciation events

Employees residing outside of the US will be eligible for the $10,000 equivalent in their local currency.

FISHER INVESTMENTS LUXEMBOURG IS AN EQUAL OPPORTUNITY EMPLOYER