Compliance & Risk Associate

Firm Overview

We are a leading global investment firm and aim to help endowments & foundations, pension plans, and high net worth private clients implement and manage custom investment portfolios that generate outperformance and enable them to maximize their impact on the world. Working alongside its early clients, Cambridge Associates pioneered the strategy of high-equity orientation and broad diversification, which since its inception in the s has been a primary driver of performance for institutional investors. Today, we deliver a range of portfolio management services, including outsourced CIO, non-discretionary portfolio management, investment staff extension, and asset class mandates. Cambridge Associates maintains offices in major financial centers across the globe, with headquarters in Boston, MA.

Working with some of the world’s most sophisticated institutional investors, we bring a deep knowledge of portfolio management best practices to the clients we serve, and select our colleagues with great attention to their potential to become a valuable member of a collaborative, intelligent and hard-working team.

Position Overview

As our international business is growing, we are seeking a Compliance and Risk Associate to support our Head of Compliance and Risk at our Munich office and collaborate with our firmwide teams on developing our group compliance and risk frameworks. This role will be pivotal in enhancing our compliance and risk management capabilities, ensuring that we meet regulatory requirements and maintain our reputation for excellence in the investment industry.

Responsibilities :

Conduct and document compliance and risk controls (second-level)

• Draft relevant reports according to applicable rules (WpIG / MaRisk, WpHG / MaComp)
• Develop, maintain and update compliance and risk policies and procedures
• Perform risk assessments, maintain and develop key performance and key risk indicators
• Assist in capital adequacy assessment process (e.g., ICAAP)
• Assist in the implementation of new regulatory requirements (regulatory monitoring)
• Participate in regulatory and business projects
• Prepare and present materials to the Firm’s management and business partners
• Provide guidance and training to business on compliance and risk topics
• Assist with internal and external audits
• Act as liaison between CA and external consultants, auditors and regulators
• Collaborate with Compliance and Risk Management of the Cambridge Associates Group on the development and implementation of an integrated and automated group compliance and risk framework
• Promote a robust compliance culture across the firm

Ideal Candidate Profile :

Employees of Cambridge Associates GmbH or an affiliated firm, are prohibited from employment or other association with any company, organization, business, or other entity that is involved in any way with the securities or financial services industry except for those entities that are directly affiliated with Cambridge Associates GmbH.

Employees are prohibited from acting as a Trustee or Director of, or accepting a similar position of responsibility with, any entity that is a client of or directly affiliated with a client of Cambridge Associates, GmbH or any of its affiliated companies without prior written consent from the Chief Compliance Officer of Cambridge Associates, GmbH.

Employees are prohibited from serving on the investment or finance committee of any company or organization with investable funds, or likely to develop investable funds, without prior written consent from the Chief Compliance Officer of Cambridge Associates, GmbH.

If applying for the role, you need to inform the Recruiter if there are any potential conflicts with the above.