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Compliance, Regulatory Affairs, Vice President,Frankfurt

Goldman SachsFrankfurt, Hesse, Germany

Vor 27 Tagen

Stellenbeschreibung

OURIMPACT

Our division prevents,detects and mitigates compliance, regulatory and reputational riskacross the firm and helps to strengthen the firm's culture ofcompliance. Compliance accomplishes these through the firm'senterprise-wide compliance risk management program. As anindependent control function and part of the firm's second line ofdefense, Compliance assesses the firm's compliance, regulatory andreputational risk; monitors for compliance with new or amendedlaws, rules and regulations; designs and implements controls,policies, procedures and training; conducts independent testing;investigates, surveils and monitors for compliance risks andbreaches; and leads the firm's responses to regulatoryexaminations, audits and inquiries. You'll be part of a team withmembers from a wide range of academic and professional backgrounds,such as law, accounting, sales, and trading. We look for those whopossess sound judgment, curiosity, and are able to adapt to achanging regulatorylandscape.

YOURIMPACT

The role we are recruiting for is inthe Regulatory Affairs team of the Compliance function based inFrankfurt providing coverage for Goldman Sachs Bank Europe SE(GSBE) and its European branches. This role will support the ChiefCompliance Officer in maintaining the Compliance program for theactivity of GSBE and support with the core Compliance functiontasks as required by MaComp and MaRisk. This covers a broadspectrum of responsibilities which comprise but are not limited tothebelow :

Responsibilities :

ManageCompliance input for regular and ad-hoc regulatoryaudits
Provide advise to the Global Marketsbusiness in relation to audit requests based, in particular, onMaComp and MaRisk
Manage key Compliancecontrols in line with BaFin requirements (in particular MaComp,MaRisk) for foreign branches
Coordinate auditinput and related controls across thebranches

Experience / Skills :

Universitydegree

5+ years' Compliance or other relevantfinancial services experience.

Strong knowledgeof the European regulatory environment and of BaFin rules coveredin the audits is key (e.g. MiFID2, MAR, MaCompetc.)

Any knowledge of other local regulatoryregimes (in Europe or globally) is anadvantage

Global Markets business & productknowledge

Good interpersonal skills andeffective written / oral communicationskills.

Detail-oriented with ability tomultitask, organize and prioritize

Fluent inEnglish and German. Additional (European) languages are anadvantage

ABOUT GOLDMANSACHS

At Goldman Sachs, we commitour people, capital and ideas to help our clients, shareholders andthe communities we serve to grow. Founded in 1869, we are a leadingglobal investment banking, securities and investment managementfirm. Headquartered in New York, we maintain offices around theworld.

We believe who you are makes you betterat what you do. We're committed to fostering and advancingdiversity and inclusion in our own workplace and beyond by ensuringevery individual within our firm has a number of opportunities togrow professionally and personally, from our training anddevelopment opportunities and firmwide networks to benefits,wellness and personal finance offerings and mindfulness programs.Learn more about our culture, benefits, and people atGS.com / careers.

We're committed to findingreasonable accommodations for candidates with special needs ordisabilities during our recruiting process. Learn more : https : / / www.goldmansachs.com / careers / footer / disability-statement.html

ÂThe Goldman Sachs Group, Inc., 2023. All rightsreserved.

Goldman Sachs is an equal employment / affirmativeaction employer Female / Minority / Disability / Veteran / SexualOrientation / Gender Identity

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