SENIOR REGULATORY COMPLIANCE OFFICER (M/F)
SENIOR REGULATORY COMPLIANCE OFFICER (private bank) (M / F)
DO Recruitment is delighted to assist this prestigious private bank in the recruitment of a senior regulatory compliance officer who will report to the Head of Regulatory Compliance.
The Regulatory Compliance team is dedicated to help the Bank to meet its regulatory requirements from a business impact and regulatory compliance perspective.
RESPONSABILITIES :
- Oversee the legal and regulatory landscapes as well as identify and assess the relevant changes (including their impact on the Bank);
- Contribute to the regulatory watch;
- Supervise Regulatory Compliance topics, especially in the areas of Cross-border rules, Market Abuse and MiFID II;
- Draft and amend policies and procedures;
- Provide oversight and maintenance in relation of the Compliance Monitoring Plan;
- Perform 2nd line of defence controls of the Compliance Monitoring Plan and issue the relevant reports accordingly;
- Ensure that the Compliance Monitoring framework is appropriately implemented across the Bank and its branches;
- Assist the Bank on all regulatory queries;
- Assist on reporting to local senior management and the Group on regulatory compliance matters;
- Organise internal training sessions for new joiner (mainly CRO / CSO or Compliance) on regulatory purposes and systems.
PROFILE :
- Master's degree in Law, Economics or Business administration
- Strong knowledge of the regulatory environment and EU regulations
- At least 5 / 7 years' experience in a similar Compliance / regulatory role, either in the banking sector or in a reputable Audit firm
- Have proven experience in project management and regulatory changes
- Ability to apply risk based approach assessments, in line with local standard market practice
- Fluent in English and French, any other language would be an asset
- Be a strong team player but also able to work independently
- Be flexible and used to work with tight deadlines
- Excellent verbal and written communication skills
CLIENT :
Our client is a prestigious private bank located in the city center of Luxembourg.
At the final stages of the recruitment process, the successful candidate can be asked to provide supporting documentation such as, for example, copies of diplomas or proof of previous jobs, and a standard criminal record check might also be requested.
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